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Humanity's political 'state of nature' has characteristically
been defined in terms of small, nomadic family groups with little need
for complex organisational structures. Continuously moving across
the landscape with tenuous attachment to the land upon which they
walked, organisational requirements were simple and perhaps often
instinctive. To go to one place or to another was a choice often
dictated by environmental or seasonal factors, and upon the limited
accumulated generational knowledge of the small collective.
That Homo sapiens is a social animal is clear enough;
s/he functions poorly and unhappily as an isolate. The
family-sized collective group is his/her natural home. From this
group there is sufficient mass to successfully perform the full range of
survival tasks, such as hunting, gathering, shelter construction.
There is also sufficient mass to ensure the continued solidarity and
perpetuation of the group, though activities such as sexual
pair-bonding, child-rearing and collective defence from external
dangers.[1]
The hunter/gatherers were highly successful and spread to cover
a large part of the globe, even while their tribal units remained small
and simple in their organisation.[2] However, an enormous,
revolutionary change occurred as humanity gradually moved from the
nomadic way of life to the agricultural way of life in a process
starting about 10,000 years ago, after the end of the Ice Age.[3]
The beginnings of civilisation had three centres; the eastern
Mediterranean, Central China, and the Americas, and each was
inextricably linked to a cereal food plant, respectively, wheat, rice,
and maize. Without these accidents of plant genetics, civilisation
as we know it could not have happened.[4]
The development of townships as a consequence of this settled
agricultural pattern of life necessitated entirely new and complex forms
of social organisation in order to sustain it. It was no longer
possible for every person in a large settlement to personally know every
single person there, thus perhaps a certain social detachment needed to
develop. In the nomadic group of, say, 50-60 persons, everybody
knew everybody else by name, and they knew their own blood relationship
to that person. The settlement of 5,000 persons requires entirely
new social thinking on the part of the individual; it simply impossible
to know everyone by name, or the particular blood relationship of more
distant relatives. At the same time however, a sense of group
cohesion was still required, and it is at this point that the role of
religion[5] possibly became more important.
Because of the social distance that could exist between two or
more individuals or groups within a settlement, there also now existed
the possibility of one of them been seen and treated as an 'outsider',
or a member of an 'out-group'. Nomads are attached to a landscape or
region more than to a particular place, thus in the agricultural
community the rule of law has a different character from the nomad
law. The social structure of the agricultural community is bound
up with the regulation of matters that affect the community as a whole:
access to land, the upkeep of irrigation systems and the control of
water rights, and other infrastructure of agricultural systems.
Agricultural surplus is pivotal to the development of
cities. A city must live on a base, or a hinterland, of
agricultural surplus in order to survive and thrive. With the
growth of large populations concentrated in relatively small areas
systems of social understanding and control necessarily developed.
Whilst simple rule of physical force may have been sufficient for small
groups and settlements, the city required more than this; it required a
set of commonly held understandings amongst people to regulate and order
social interactions; in a word, religion. By themselves, ancient
animist mysticism and ancestor worship could not provide coherent forms
of social understandings within the context of the city. Organised
religion, with its priestly class, provided these social understandings
(ie, morality or ethics) necessary for the city. In addition, the
priestly class provided the first organised apparatus of administrative
and social control.
God-kings were the focus of the earliest city-states; The Great
Inca, the Pharaoh, the Devaraja of Southeast Asia, the Emperors of
China, all embodied mystical as well as administrative functions, with
mystical power giving the socially-acknowledged authority required to
undertake these functions. Power was focussed exclusively towards
the apex, and radiated out from the centre gradually weakening with
increasing distance.
The ruler of these mandala served as intermediaries between
heaven and earth. 'Mandates from heaven', in their many and
various forms, were linked to a sense of the ruler as a bridge or
stabilising force who was responsible for aligning social rituals with
the actual state of the cosmos.[6] In these states kingship was
integral to social organisation and control. Under such regimes
rulers tended adopt new religions/ideologies in order to better exert
their power, for example, the Chinese Han Dynasty which appropriated
Confucianism as the official ideology of the state. Confucian
rituals were linked to state ceremonies in which the Emperor made
sacrifices to heaven.[7] In addition to a mystic (or mystifying)
element common to all religions and ideologies, the adoption of
Confucianism also brought with it an established body of legal
principles which could be incorporated as part of the legitimising
infrastructure of the state.
Whilst the theoretical territorial extent some mandala could be
impressive at times, they were fragile structures dependent upon
vassalage, patronage and the personality of the ruler at the centre of
the particular mandala. Within the mandala, power was dependent
upon control over populations more than over territory. The more
people a ruler controlled, the more rent could extracted in the form of
labour, military service and agricultural product. As distance
from a powerful city-state increased, it's influence decreased to the
point that less powerful settlements on the periphery of the mandala may
well give allegiance or tribute to more than one power-centre.
Thus, the absolute political borders as we know today were never as
clear in the past, and the authority of the mandala was far from evenly
distributed, and started to fade quickly once over the visible
horizon. The limitations of communication and transportation
necessarily limited the size
Organised religion, in particular the historical religions of
Christianity, Islam, and Buddhism, promoted the development of unified
patterns of thought and behaviour, which in could be used to promote
order and stability within a society. Religion was in fact
essential as a means of organising and controlling large populations
without needing to always resort to violence or the threat of
violence. Religious observance provided a non-violent method for
manipulating societies whilst appearing consensual. From organised
religion developed a framework of cultural protocols and underlying
assumptions that could aid the process of communication within large
populations. With such common understandings power could be much
more easily extended - and importantly, maintained - once over the
horizon. Thus, the technological limitations in communication
could to a certain point be overcome in the development of larger and
larger empires.
In Europe, the concept of the mandala was overtaken with the
Treaty of Westphalia in 1648, when governments ceased to support
co-religionists in conflict with their own states,[8] instead
recognising territorial jurisdiction of the kings and princes, and
following a policy of non-interference within those claimed and defined
territorial boundaries. Thus the extra-territorial authority of
the Roman Church in particular was severely weakened, giving rise, much
later, to the development of the concept of the (supposedly
non-ideological) secular nation-state. The mutual recognition by
the European states of each other's sovereignty in the important matter
of religious belief meant that states were willing to forgo certain
political objectives in return for internal control and stability.[9]
Until 1500 Europe can be considered to be a rather peripheral
region, struggling not to be swallowed up by Muslims and Mongols.
With the radical reshaping of its primary religion through the
reformation, all that changed, culminating in the rapid development of
science, capitalism, nationalism, liberalism, and
industrialism.[10] To a greater degree, the history of the world
after 1500 was to become the history of Europe.
As a consequence of 'sovereignty', political lines upon European
maps assumed importance. The concept of the powerful city-state
radiating and concentrating power, and of overlapping circles of
influence, was replaced with the idea of homogeneity within linear
territorial borders.
This novel political idea was to be transplanted to every corner
of the Earth as European colonialists imposed their superior worldview
through military might upon the militarily-backward civilisations of the
Americas, Africa, and Asia.[11] With great care and detail, the
European colonialist drew lines upon maps, thus delineating nations
where none had existed before, or dividing nations as if they had never
existed. The subtlety of the mandala system meant that many power
relations remained ambiguous and unstated, and as a result, open to a
wide variety of interpretations as to the precise nature of the
relationship, and to the degree of vassalage or otherwise that one
power-centre gave to another. Many existing homogenieties of race,
religion, and culture were also misregarded.
The claim of 'sovereignty' within a bordered territory brought
with it powerful legitimising factors for an incumbent ruling
class.[12] Cultural, religious and political homogenieties could
be imposed using the 'nation' in a more systematic and efficient
manner. Nationalism becomes the claim that political power should
reflect cultural homogeneity to every corner of the sovereign territory,
thus nationalism extends and deepens the scope of sovereignty to require
certain kinds of cultural conformity for citizenship.[13] Thus a
citizen's worldview - religious, ethnic, cultural, and political - must
reflect in a broad way the worldview of the state, and vice versa.
Differences in worldview or cultural coherence within and between states
can be used to justify the break-up or amalgamation of sovereign
territories.
So, the modern nation-state is the product of the concept of
territorial sovereignty. While populations are relatively
immobile, culturally homogenous, and uninfluenced by disintegrating
factors from outside that realm, then this notion of governance[14] is
relatively stable.
From the 19th century until perhaps the 1960's, the nation-state
could be considered to have experienced its highpoint as the dominant
social entity in the world, with state and society virtually becoming
one.[15] Since the 1960's the world has experienced a shift in the
dominance of the nation-state organisation, as a consequence of a number
of factors, among them a cultural revolution in the West; ruptures in
the international communist movement; increasing freedom of movement of
capital across international borders; and economic, political and social
dysfunction in recently independent former-colonies, especially in
Africa and Asia.
In the 1990's the role of the once-all-powerful nation-state has
to an extent been reduced to that of a municipality within the global
capitalist system, responsible for providing the necessary
infrastructure and services to attract capital investment.[16]
However, whilst true, this is much too simplistic. Societies also
demand identity, and the nation-state has sometimes been successful in
synthesising this where other identities have been weak. The
nation-state can therefore play an important part in expressing to the
outside world a unique identity associated with a particular
locality. This is particularly true in highly cosmopolitan
societies, and also of societies with a very high degree of existing
homogeneity.
The nation-state is less successful in those situations where
the population is fragmented between several large groups who do not
wish to surrender portions of their different identities in order to
produce a national identity. Malaysia, Indonesia, and Yugoslavia
are just a few particularly good contemporary examples. In these
cases, the national ideology for various reasons fails to assimilate
large sections of the population, causing on-going crisis of belief
within the society, that is generally responded to with the use of
(sometimes violent) coercion by the apparatus of the state and by the
dominant group. The majority of nation-states with such problems
seem to be the artificial creations of war and/or colonialism rather
than the product of 'natural' evolution.
The cultural effects of accelerating globalisation have brought
with them disintegrating factors that tend towards the atomisation of
societies, and towards the breakdown of older social, political and
cultural units, including that of the nuclear family unit. This
tendency is most pronounced in the economically advanced nation-states
of the West, and has tended to reduce the authority, importance and
relevance of the nation-state as an institution.
Alongside this atomisation within societies, especially Western
societies, has come a seemingly contradictory tendency towards
regionalisation. The surrender of many of the economic functions
of nation-states to regional super-groups has been a feature of this
latest burst of globalisation.[17] The European Community and the
North American Free Trade Area are now relatively established as
economic and political super-groups, with the ASEAN Free Trade Zone
coming up the rear, and APEC a distant possibility. The
coalescence of economic functions to supra-national organisations
represents a clear surrender of sovereignty by the nation-state to these
new organisations.
However, perhaps more unrecognised has been the growth of global
cities and their influence across national borders, and their increasing
independence from the nation-state to which they ostensibly
belong. Indeed, some global cities such as New York even have
their own foreign policies recognising that "cities have become actors
in international affairs"[18] and that certain regions and localities
now orient their 'foreign policy' or actions somewhat independently from
that of their central governments. New York, London, and Tokyo
have been identified as being 'global cities of the first order', whilst
cities such as Los Angeles, Frankfurt, Zurich, Paris, Sydney, Singapore,
among a dozen or so others, can be considered 'second-order' global
cities.[19] The relationship of these global cities to national
governments is changing, especially in critical areas such as monetary
policy, interest rates, commercial treaties, and immigration.
Alongside the development of global cities has been the growth
of a vast territory that has become peripheral from the major social and
economic processes, and these territories cut across the boundaries of
rich and poor countries.[20] Whilst including much of what was
known as the 'Third World' and the countries of the former communist
bloc, this peripheral economic wilderness now includes large regions
within the developed 'First World' countries themselves.
Globalisation in many ways constitutes a culture or ideology of
itself, embodying as it does the hyper-individualistic attitudes and
worldview of the neo-liberal, side-by-side with communication
technologies that reinforce individual autonomy and freedom from the
requirements of place. Of course, at this level, globalisation is
an ideology of the rich; for the world's poor, the majority of whom have
never placed a phone call much less surfed the 'Information
Super-Highway', globalisation is less than relevant to their everyday
lives, except to keep them where they are.
Controlling population movement has become a key function of the
modern nation-state, and keeping the poor immobile has become a
principal concern, especially for those wealthy regions of the world who
do not want their cities 'flooded' with people - usually unskilled - for
whom their economy has no useful purpose. Like flies to dung,
migrants flock from the periphery to the core, drawn by the power and
promise of the new mandala. All over the world the poor are
pounding on the gates of the rich, demanding to be let in: Mexicans to
the US, Chinese to Australia, Francophone Africans into France,
Albanians into Italy, and so on. Some succeed in passing through
the 'official channels' to the promised lands, as 'refugee's', skilled
workers, or marriage partners; others simply run the fence, increasing
social problems as a consequence of large 'feral' populations within the
cities.
Increased world-wide population movement has contributed to new
concepts of citizenship and identity. As many as 100 million
people are currently living outside their countries of
citizenship.[21] Many of these new arrivals tend to maintain close
contacts with their countries of origin, and increasingly, more
countries are allowing dual citizenship, which has contributed to a
blurring of national identity.[22]
In the next century we will perhaps witness the further decay of
the nation-state as the all-powerful and sole centre of power, and with
that we will see the further development of non-state organisations, and
the further concentration of actual power within the global
cities. The nation-state has already become a mere administrative
unit within the global system, especially in developed countries, and
increasingly nation-states concentrate their efforts on municipal and
domestic security affairs, on controlling the movement of people between
administrative zones, and on enforcing business contract laws. The
ideological war has been fought and won by the neo-liberalists, and
hyper-individualism, globalism and techno-fetishism have replaced God
and Nation as unifying ideologies. Real power is now radiated
across every administrative border from the hotpoints of the new
mandalas, the global cities.
Notes
Morris, D (1969) The Human Zoo, London, Jonathan Cape: 15-39
Morris (1969): 17
Smart, N (1989) The World's Religions, London, Press Syndicate of the University of Cambridge: 64, 74
Smart (1989): 65
For the purposes of this essay I have used the word 'religion' in a broad sense to encompass mysticism, culture, ideology and nationalism.
Stange, P (1995) Ancestral Voices in Southeast Asia, Murdoch University, Perth: 60
Smart (1989): 114
Hirst, P & Thompson G (1996) 'Globalisation, Governance and the Nation State' in Globalisation in Question: The International Economy and the Possibilities of Governance, Cambridge, Polity Press, 171
Hirst & Thompson (1996): 172
Smart (1989): 315
Australia is deliberately omitted.
Hirst & Thompson (1996): 172
Hirst & Thompson (1996): 172
My use of the word 'governance' here is deliberate, as the nation-state constitutes not just the framework of governance, but a system of governance.
Hirst & Thompson (1996): 176
Hirst & Thompson (1996): 176
Globalisation as a process is not a new phenomenon, but rather an historical direction with ancient roots. See http://okusi.net/garydean/works/Globalisation.html.
Council on Foreign Relations Inc (1998) The City and the World: New York's Global Future, New York, Brookings Institution Press
Schachar, A (1990) 'The Global Economy and World Cities' in Shachar, A and Oberg, S (eds), The World Economy and the Spatial Organisation of Power, Aldershot, Avebury: 157
Sassen, S (1994) 'Place and Production in the Global Economy' in Cities in a World Economy, Thousand Oaks, London and New Delhi, Pine Forge Press: 4
Council on Foreign Relations Inc (1998)
Council on Foreign Relations Inc (1998)
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